SEBI is formed as per

(a)

Securities contract (Regulation) Act

(b)

Companies Act

(c)

Securities and Exchange Board of India Act

(d)

Indian Constitution

SEBI has the following number of members including chairman.

(a)

5

(b)

6

(c)

7

(d)

8

Which of the following statement is not correct about the SEBI?

(a)

At present is a non statutory body

(b)

At present it is a statutory body

(c)

It got statutory powers by an ordinance in 1992

(d)

SEBI is managed by 6 members

Where is the headquarter of the SEBI?

(a)

Delhi

(b)

Bengalure

(c)

Chennai

(d)

Mumbai

Chairman of the SEBI is appointed for

(a)

for maximum 3 years

(b)

for maximum 6 years

(c)

for maximum 5 years

(d)

tenure not fixed

A stock market is also called

(a)

free market

(b)

open market

(c)

equity market

(d)

sports market

SEBI has allowed celebs to endorse which products?

(a)

Stocks and shares

(b)

Mutual funds

(c)

Dividends

(d)

Insurance

Which of the following words does not belong to the stock exchange?

(a)

NAV

(b)

NSE

(c)

IPO

(d)

KPO

Legal document required by securities Exchange commission stating associated risks and detailed description of issues is classified as

(a)

prospectus

(b)

stated document

(c)

risk detailed document

(d)

exchange commission document

What is the meaning of "financing" in the financial market?

(a)

Advising an organization to raise charity funds

(b)

Investing in the securities market

(c)

Sourcing funds

(d)

Converting the assets into cash

Which of the following is not a characteristic of an exchange?

(a)

It allows securities to be listed on more than one exchange

(b)

It allows exchange-listed issues to trade off the exchange floor with the aid of brokers.

(c)

It provides liquidity to individuals who acquire securities in the primary market.

(d)

Stocks traded on an exchange must meet minimum listing requirements.

The exchange generating the largest volume in the United States is the:

(a)

American Stock

(b)

New York Stock Exchange

(c)

Chicago Stock Exchange

(d)

Pacific Stock Exchange

_____ is the supervisory body established to regulate Indian Stock Market.

(a)

SEBI

(b)

Mutual fund

(c)

Primary market

(d)

Secondary market

_____ account can be opened with no balance of shares.

(a)

Fixed

(b)

Current

(c)

Demat

(d)

Recurring deposit

Trading in dematerialized shares commenced on the NSE in December__________

(a)

1991

(b)

1996

(c)

1993

(d)

1995