Securities Exchange Board of India was first established in the year _______

(a)

1988

(b)

1992

(c)

1995

(d)

1998

In which year SEBI was constituted as the regulator of capital markets in India?

(a)

1988

(b)

1992

(c)

2014

(d)

2013

Trading is dematerialized shares commenced on the NSE is ______

(a)

January 1996

(b)

June 1998

(c)

December 1996

(d)

December 1998

_____ enables small investors to participate in the investment on share capital of large companies.

(a)

Mutual Funds

(b)

Shares

(c)

Debentures

(d)

Fixed deposits

Which of the following is true?

(a)

SEBI was first established in the year 1988

(b)

SEBI was given statutory powers in the year 1992

(c)

SEBI has its head quarters in Mumbai

(d)

SEBI encourage insider trading in securities

SEBI is an apex body that maintains and regulates our

(a)

capital market

(b)

mutual funds

(c)

share capital

(d)

none of these

SEBI issues Guidelines and Instructions to business concerning

(a)

credit issues

(b)

capital issues

(c)

capital issues

(d)

share capital

Which of the following statement is not correct about the SEBI?

(a)

At present is a non statutory body

(b)

At present it is a statutory body

(c)

It got statutory powers by an ordinance in 1992

(d)

SEBI is managed by 6 members

Legal document required by securities Exchange commission stating associated risks and detailed description of issues is classified as

(a)

prospectus

(b)

stated document

(c)

risk detailed document

(d)

exchange commission document

	List I		List II
i)	Dematerialisation	1)	Separation of ownership of securities.
ii)	Demutualisation	2)	An institution / orgnaisation which holdes securities
iii)	Depository	3)	Securities on the stock exchange are knowns as listed securities
iv)	Listed securities	4)	Converting physical certificates into electronic form

(a)

(i)	(ii)	(iii)	(iv)
3	2	1	4

(b)

(i)	(ii)	(iii)	(iv)
2	3	4	1

(c)

(i)	(ii)	(iii)	(iv)
2	1	4	3

(d)

(i)	(ii)	(iii)	(iv)
4	3	1	2